Securities Finance — Russia
A broad overview of the practice and regulations of securities in Russia, including the general procedures for the public and private offering of securities, settlement procedure, underwriting agreement, as well as other practical and regulatory issues.
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1. LEGAL AND REGULATORY FRAMEWORK:
- Laws and regulations
- Regulatory authority
2. PUBLIC OFFERINGS:
- Mandatory filings
- Review of filings
- Publicity restrictions
- Secondary offerings
- Settlement
3. PRIVATE PLACINGS:
- Specific regulation
- Investor information
- Transfer of placed securities
4. OFFSHORE OFFERINGS
5. OFFERINGS OF OTHER SECURITIES
6. UNDERWRITING ARRANGEMENTS
7. REPORTING OBLIGATIONS
8. ANTI-MANIPULATION RULES
9. PRICE STABILISATION
10. LIABILITIES AND ENFORCEMENT